FINANCE

Many attorneys shy away from the overlap between finance and the law because it can be very complicated. It often involves both state and federal law, including complex interaction with other areas of the law, such as tax law or securities law.  Anthony C. Soviero, PLLC, however, has over 40 years of experience working in this area.

Financial services law might include things like:

• Investment bank transactions
• Investment advisor disputes
• Insurance carriers
• Consumer finance businesses
• Creating policies and procedures related to finances
• Self-regulating agencies
• General transaction structuring

Legal work related to finance also generally covers businesses that are using or are considering incorporating securities as part of their efforts to raise capital or provide financial services. Even starting a finance-related business requires a review of regulations to ensure compliance that you may not have considered.